Request For Broker-Dealer Registration Status

New York State Office Of The Attorney General
Real Estate Finance Bureau

120 Broadway, 23rd Floor
New York. NY 10271-0332
http://www.ag.ny.gov/bureau/real-estate-finance-bureau
REFBD@ag.ny.gov

Note: *Indicates Required Fields


Personal Information

I Hereby Request The Registration Filing Date For The Following Broker-Dealer:

1. Broker Dealer Info
2. Broker Dealer Info
3. Broker Dealer Info
4. Broker Dealer Info
5. Broker Dealer Info

The Real Estate Finance Bureau will provide requestors with the date of filing of the M-10 or M-3.  It will be the responsibility of the requester to calculate the expiration date of such registration in compliance with N.Y. Gen. Bus. Law § 359-(e).  Requests will be responded to within ten business days.

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