Regulatory Documents

Hide filters
Displaying 101 to 125 of 221
Bureau:
Investor Protection (IPB)

INSTRUCTIONS FOR FORM NF

View/download document
Bureau:
Real Estate Finance (REF)

Instructions for Troubleshooting Commonly Encountered E-Payment Portal Issues

View/download document
Bureau:
Charities

Internal Controls and Financial Accountability for Not-For-Profit Boards

View/download document
Bureau:
Investor Protection (IPB)

international-franchisor_0.pdf

View/download document
Bureau:
Real Estate Finance (REF)

Intrastate 1:Filing of Intrastate Prospectus

View/download document
Bureau:
Real Estate Finance (REF)

Intrastate 2:Amendment to Prospectus

View/download document
Bureau:
Real Estate Finance (REF)

Intrastate 3:Withdrawal of Offering

View/download document
Bureau:
Real Estate Finance (REF)

Intrastate 4:Status Report of Intrastate Financing

View/download document
Bureau:
Real Estate Finance (REF)

Intrastate 5:Short Form of Prospectus

View/download document
Bureau:
Real Estate Finance (REF)

Intrastate 6:Annual Report (Intrastate)

View/download document
Bureau:
Investor Protection (IPB)

Investment Adviser Qualification (NY-IAQ)

View/download document
Bureau:
Investor Protection (IPB)

INVESTMENT PROTECTION (SECURITIES) FILING FEES

View/download document
Bureau:
Investor Protection (IPB)

IPB ePayment User Guide

View/download document
Bureau:
Real Estate Finance (REF)

Leasehold Coop. Questionnaire

View/download document
Bureau:
Charities

LT Registration Instructions

View/download document
Bureau:
Real Estate Finance (REF)

M-10 Broker Dealer Statement with Instructions

View/download document
Bureau:
Investor Protection (IPB)

M-11

View/download document
Bureau:
Real Estate Finance (REF)

M-3 Supplemental Broker Dealer Statement

View/download document
Bureau:
Real Estate Finance (REF)

Memo Regarding FAQ for Escrow Regulations 2013

View/download document
Bureau:
Charities

Mergers and Consolidations of Not-For-Profit Corporations

View/download document
Bureau:
Real Estate Finance (REF)

Model Amendment Language

View/download document
Bureau:
Real Estate Finance (REF)

Model Escrow Agreement for Escrow Compliance

View/download document
Bureau:
Real Estate Finance (REF)

Model Offering Plan Language

View/download document
Bureau:
Real Estate Finance (REF)

Model Purchase Agreement Language

View/download document
Bureau:
Investor Protection (IPB)

Net Worth Exemption Form Pursuant To GBL § 684(2)

View/download document