Regulatory Documents

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Displaying 126 to 150 of 221
Bureau:
Investor Protection (IPB)

New York Franchise Regulations

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Bureau:
Real Estate Finance (REF)

New York Real Estate Syndication Act ("Syndication Act")

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Bureau:
Charities

New York's Prudent Management of Institutional Funds Act Statute

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Bureau:
Investor Protection (IPB)

No Initial Registration

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Bureau:
Real Estate Finance (REF)

No-filing categories

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Bureau:
Charities

Nonprofit and Religious Corporations Seeking Relief from Tax Liens on Their Property

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Bureau:
Investor Protection (IPB)

Not Registered

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Bureau:
Real Estate Finance (REF)

Notification Filing (Form 99)

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Bureau:
Investor Protection (IPB), Real Estate Finance (REF)

NY FORM 99 INVESTOR PROTECTION BUREAU / REAL ESTATE FINANCE BUREAU NOTIFICATION FILING

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Bureau:
Investor Protection (IPB)

NY FORM C I - 1 COMMODITY INFORMATION SHEET
(Appendix to Forms CBD and CADV for all principals, officers and directors)

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Bureau:
Investor Protection (IPB)

NY FORM C M-2 COMMODITY SALESPERSON STATEMENT

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Bureau:
Investor Protection (IPB)

NY FORM C M-3 SUPPLEMENT TO N.Y. FORMS CBD and CADV

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Bureau:
Investor Protection (IPB)

NY FORM C M-4 SUPPLEMENTAL COMMODITY SALESPERSON STATEMENT

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Bureau:
Investor Protection (IPB), Real Estate Finance (REF)

NY Form M-2 Salesperson Statement

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Bureau:
Real Estate Finance (REF)

NY FORM M-4 SUPPLEMENTAL SALESPERSON STATEMENT

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Bureau:
Investor Protection (IPB)

NYS Investor Protection Bureau BROKER/DEALER STATEMENT

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Bureau:
Investor Protection (IPB)

NYS Investor Protection Bureau SUPPLEMENT TO N.Y. FORMS BD, M-10, M-11

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Bureau:
Charities

Online Charities Registration User Guide

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Bureau:
Real Estate Finance (REF)

P-1 Posting Notice

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Bureau:
Real Estate Finance (REF)

P-2 Posting Notice

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Bureau:
Real Estate Finance (REF)

P-3 Posting Notice

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Bureau:
Real Estate Finance (REF)

P-4 Posting Notice

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Bureau:
Investor Protection (IPB)

Part 10 – EFD Form D Guidance

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Bureau:
Investor Protection (IPB)

Part 11 – 13 NYCRR 11.18 Guidance

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Bureau:
Investor Protection (IPB)

Part 11 – Exam Requirement and Waiver Guidance

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