Commodities
Investor Alert: Virtual Currency Risks
Industry Alert: Registration of Commodity Brokers-Dealers, Salespersons, and Investment Advisers Doing Business Relating to Virtual or “Crypto” Currency
- CBD Commodity Broker-Dealer Statement §359-e(14) (Updated Nov 2022)
Commodity broker-dealer statement - CI-1 Commodity Information Sheet (Updated Feb 2021)
Commodity info sheet - CM-2 Commodity Salesperson Statement (Updated Nov 2022)
Commodity salesperson statement, which must always be accompanied by the supplemental commodity statement - CM-3 Supplemental Commodity Statement (Updated Feb 2021)
Supplemental commodity statement - CM-4 Supplemental Commodity Salesperson Statement (Updated Feb 2021)
Supplemental commodity salesperson statement - CADV Commodity Investment Advisor Statement §359-e(14) (Updated Nov 2022)
Commodity investment advisor statement
Rules and Regulations