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Letitia James

New York State Attorney General

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How can we help you?

    • Appeal a background check
    • Apply for a Job/Internship
    • Do Business with the OAG
    • File a Complaint
    • Find Legal Services
    • Know My Rights
    • Make a FOIL Request
    • Register/Submit a Filing
    • Report a Data Breach
    • Request a Publication
    • Serve Papers on OAG
    • Use the student ePayment portal
    • Use the Whistleblower Portal
  • Home
  • Investments, Registration & Regulation
  • Commodities

Commodities

Investments, Registration & Regulation

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Investor alert

  • Investor alert: Virtual currency risks

Industry alert

  • Industry alert: Registration of commodity broker-dealers, salespersons, and investment advisers doing business related to virtual or cryptocurrency

Commodities documents

  • CBD Commodity broker-dealer statement section 359-e(14)
    Updated November 2022
  • CI-1 Commodity information sheet
    Updated November 2021
  • CM-2 Commodity salesperson statement
    Updated November 2022
  • CM-3 Supplemental commodity statement
    Updated February 2021
  • CM-4 Supplemental commodity salesperson statement
    Updated February 2021
  • CADV Commodity investment advisor statement section 359-e(14)
    Updated February 2022

Rules and regulations

New York Codes, Rules and Regulations title 13 (unofficial)

Letitia James

New York State Attorney General

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Office of the New York State Attorney General
The Capitol
Albany NY 12224-0341
Phone: 1-800-771-7755

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