Forms
Submitters must use the most current forms that are linked to on this page. REF reserves the right to reject submissions that do not use the most current forms.
General
- Co-op, Condominium, Homeowners Association Complaints
- REF Foil requests Real Estate Finance Foil requests
Forms Required for Offering Plans
- Occupied Conversion Unit Combination Spreadsheet
- C-11/CD-11 Price Increase Form
- Effectiveness Amendment Questionnaire Spreadsheet
Excel spreadsheet for collection of necessary information for acceptance of the Effectiveness Amendment - E-1 - Sample Effectiveness Affidavit
- Reduced Filing Fee for Affordable housing Plans
- Fee Schedule: Effective November 3, 2017
- HAO - Homeowners Association Offering Plans (Questionnaire)
- Leasehold Coop. Questionnaire
- M-10 Broker Dealer Statement with Instructions
- M-2 Salesperson Statement
- M-3 Supplemental Broker Dealer Statement
- M-4 Supplemental Salesperson Statement
- Notice of Appearance
- P-1 Posting Notice
- P-2 Posting Notice
- P-3 Posting Notice
- P-4 Posting Notice
- RS-2 - Offering Plan / Amendment Filing Form
- RS-3 - Abandonment of Offering
- SH-1 Eligible Senior Citizen Election Form
- SH-2 Eligible Disabled Person Election Form
- SH-5 Eligible Senior Citizen Election Form
- STAT.COR - Statistical Record
- State Notice
Revised Escrow Regulations
- Model Amendment Language
- Model Offering Plan Language
- Model Purchase Agreement Language
- Model Escrow Agreement for Escrow Compliance
- Memo Regarding FAQ for Escrow Regulations 2013
- Memo Regarding Changes to 13 NYCRR Parts 18-25: Regulations Concerning Escrowed Funds (12/6/2012)
- Supplemental Memo Regarding Compliance with Revised Escrow Trust Fund Regulations (12/20/2012)
Syndications
- AR-1 Annual Report Form
- RS-1 Registration Form
- Real Estate Policy Statements
- Designation
- Fee Schedule : Effective November 3, 2017
- RI-1 Registrant Information Form
- SD-1 Form
- Syndications - State NoticeState Notice
- Section 16.11 Non-Specified Property Regs
- FullFiling.352-e
- Form 99
TPT Ancillary Forms
- TPT Cooperative Information Package Template
- TPT Effectiveness Amendment
- TPT Model Post Closing Amendment
- TPT Non-Purchasing Tenant Affidavit
- TPT Purchasing Tenant Affidavit
Intrastate Offerings
- Intrastate 1: Filing of Intrastate Prospectus
- Intrastate 2: Amendment to Prospectus
- Intrastate 3: Withdrawal of Offering
- Intrastate 4: Status Report of Intrastate Financing
- Intrastate 5: Short Form of Prospectus
- Intrastate 6: Annual Report (Intrastate)