Forms
Submitters must use the most current forms that are linked to on this page. REF reserves the right to reject submissions that do not use the most current forms.
General
- Co-op, Condominium, Homeowners Association Complaints
- REF Foil requests Real Estate Finance Foil requests
Forms Required for Offering Plans
- Occupied Conversion Unit Combination Spreadsheet
- C-11/CD-11 Price Increase Form (58KB PDF)
- Effectiveness Amendment Questionnaire Spreadsheet
Excel spreadsheet for collection of necessary information for acceptance of the Effectiveness Amendment - E-1 - Sample Effectiveness Affidavit (21.6KB PDF)
- Reduced Filing Fee for Affordable housing Plans
- Fee Schedule: Effective November 3, 2017
- HAO - Homeowners Association Offering Plans (Questionnaire) (417KB PDF)
- Leasehold Coop. Questionnaire (8.22KB PDF)
- M-10 Broker Dealer Statement with Instructions
- M-2 Salesperson Statement (70.1KB PDF)
- M-3 Supplemental Broker Dealer Statement
- M-4 Supplemental Salesperson Statement
- Notice of Appearance (90KB PDF)
- P-1 Posting Notice (35.2KB PDF)
- P-2 Posting Notice (31.0KB PDF)
- P-3 Posting Notice (17.2KB PDF)
- P-4 Posting Notice (43.6KB PDF)
- RS-2/CD-2 - Amendment Filing Form (50.0KB PDF)
- RS-3 - Abandonment of Offering (12.1KB PDF)
- SH-1 Eligible Senior Citizen Election Form (54KB PDF)
- SH-2 Eligible Disabled Person Election Form (29KB PDF)
- SH-5 Eligible Senior Citizen Election Form (55 KB PDF)
- STAT.COR - Statistical Record (73.7KB PDF)
- State Notice (65.5KB PDF)
Revised Escrow Regulations
- Model Amendment Language
- Model Offering Plan Language
- Model Purchase Agreement Language
- Model Escrow Agreement for Escrow Compliance
- Memo Regarding FAQ for Escrow Regulations 2013
- Memo Regarding Changes to 13 NYCRR Parts 18-25: Regulations Concerning Escrowed Funds (12/6/2012)
- Supplemental Memo Regarding Compliance with Revised Escrow Trust Fund Regulations (12/20/2012)
Syndications
- AR-1 Annual Report Form
- RS-1 Registration Form
- Real Estate Policy Statements
- Designation (38.0KB PDF)
- Fee Schedule (19KB PDF) : Effective November 3, 2017
- RI-1 Registrant Information Form (8.4KB PDF)
- SD-1 Form (12.2KB PDF)
- State Notice (65.5KB PDF)
- Section 16.11 Non-Specified Property Regs (55KB PDF)
- FullFiling.352-e (78KB PDF)
- Form 99
TPT Ancillary Forms
- TPT Cooperative Information Package Template
- TPT Effectiveness Amendment
- TPT Model Post Closing Amendment
- TPT Non-Purchasing Tenant Affidavit
- TPT Purchasing Tenant Affidavit
Intrastate Offerings
- Intrastate 1: Filing of Intrastate Prospectus (13 KB PDF)
- Intrastate 2: Amendment to Prospectus (8 KB PDF)
- Intrastate 3: Withdrawal of Offering (8 KB PDF)
- Intrastate 4: Status Report of Intrastate Financing (10 KB PDF)
- Intrastate 5: Short Form of Prospectus (73 KB PDF)
- Intrastate 6: Annual Report (Intrastate) (9 KB PDF)