Request for M-10 status

Request for real estate finance broker-dealer registration status and registration (RE) number

Note: Asterisk (*) indicates required fields

Personal information


I hereby request the registration filing date for the following broker-dealer:

1. Broker dealer information
If more than one, separate with a comma 
  • Note: The RE number is required when submitting Form M-10 renewals and Forms M-3
Would you like us to provide the registration (RE) number associated with this broker-dealer in our response?
Do you have a second broker dealer status inquiry?

The Real Estate Finance Bureau will provide requestors with the date of filing of the M-10 or M-3.  It will be the responsibility of the requester to calculate the expiration date of such registration in compliance with N.Y. Gen. Bus. Law § 359-(e).  Requests will be responded to within ten business days.

Office of the New York State Attorney General
Real Estate Finance Bureau
28 Liberty Street, 15th Floor
New York NY 10005