Request for M-10 status

Request for real estate finance broker-dealer registration status and registration (RE) number

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Note: Asterisk (*) indicates required fields

Personal information

 

I hereby request the registration filing date for the following broker-dealer:

1. Broker dealer information
If more than one, separate with a comma 
Status
  • Note: The RE number is required when submitting Form M-10 renewals and Forms M-3
Would you like us to provide the registration (RE) number associated with this broker-dealer in our response?
Do you have a second broker dealer status inquiry?

The Real Estate Finance Bureau will provide requestors with the date of filing of the M-10 or M-3.  It will be the responsibility of the requester to calculate the expiration date of such registration in compliance with N.Y. Gen. Bus. Law § 359-(e).  Requests will be responded to within ten business days.

Office of the New York State Attorney General
Real Estate Finance Bureau
28 Liberty Street, 15th Floor
New York NY 10005
REFBD@ag.ny.gov