June 18, 2002
Orange County Real Estate Speculator Pleads Guilty To Fraud
… under New York State’s securities fraud statute, the Martin Act. Investigators Michael Battisti, William Killgallon and …
April 30, 2002
Spitzer Responds To Rep. Richard Baker's Letter To The Sec
… Lynch, as evidenced by our investigation, violated the Martin Act – New York State's securities law. We will continue to …
May 28, 2002
Home Builder Cited For Shoddy Work And Unfinished Projects
… out of over $130,000. Ramjet Homes, Inc. and its owner Martin Laurent, were accused of fraudulent and illegal …
September 30, 2002
State Suit Seeks Repayment Of Ipo And Stock Option Profits Of Corporate Executives
… The case against the executives cites New York’s Martin Act and Executive Law. These laws do not require evidence of …
June 12, 2002
Wny Investment Firm Sued For Involvement In Ponzi Scheme
… companies and the brokers involved in this scam under the Martin Act, which governs the offer and sale of securities, …
November 19, 2002
Home Improvement Contractors Target Of State Enforcement Actions
… won an order and judgment against Ramjet Homes, Inc. and Martin Laurent for fraudulent and illegal business practices …
September 30, 2002
State Suit Seeks Repayment Of Ipo And Stock Option Profits Of Corporate Executives - sep30c 02 complaint
… violated Article 23-A of the General Business Law (“the Martin Act”) and section 63(12) of the Executive Law. 2. Plaintiff … further fraudulent practices and other violations of the Martin Act. 3. The basis for such relief is that the …
May 21, 2002
AFFIDAVIT IN SUPPORT OF APPLICATION FOR AN ORDER PURSUANT TO GENERAL BUSINESS LAW SECTION 354 - MerrillL
… an investigation pursuant to GBL Article 23-A (the “Martin Act”) into stock recommendations issued by research analysts. … of the State of New York, commonly referred to as the “Martin Act,” and the regulations issued pursuant thereto …
June 27, 2002
Testimony Of New York State Attorney General Spitzer - testimony7
… General of New York, I have a legal duty to enforce the Martin Act -- a law that predates the federal securities acts--and …

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