October 23, 2003
… a staff of 95 people charged with enforcing New York's Martin Act and other laws to protect investors in the securities and …
October 02, 2003
… guilty in State Supreme Court to a violation of New York's Martin Act, General Business Law Section 3.52-c(6). The count is a … willfully violated Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of …
May 13, 2003
… to disclose the receipt of those shares violated the Martin Act, New York's securities law. Without admitting or denying …
November 20, 2003
… advisor are charged with violations of New Yorks Martin Act, General Business Law and Executive Law. The suit seeks …
December 02, 2003
… Attorney General's lawsuit cites violations of New York's Martin Act, General Business Law and Executive Law. The suit seeks a …
April 28, 2003
… harmed investors, in a manner which violated New York's Martin Act; SSB ignored internal warnings that its research …
November 25, 2003
… business records and securities fraud under the state's Martin Act. Each count is a felony charge. The specific criminal …
September 03, 2003
… after the market closes. Late trading is prohibited by the Martin Act and SEC regulations because it allows a favored investor …
May 14, 2003
… FBI's Buffalo Cyber Task Force and Assistant U.S. Attorney Martin Littlefield. Earlier this year, the Attorney General …
November 21, 2003
… Assistant Attorneys General Jane Drummey, Monica Hickey-Martin and Mark P. Cannon, who are assigned to the Medicaid …
December 02, 2003
… that: INTRODUCTION 1. Pursuant to the provisions of the Martin Act (Article 23-A of the General Business Law), Eliot … of the State of New York, commonly referred as the “Martin Act,” in general prohibits fraud in the offer and sale …
October 09, 2003
… of Article 23-A of the General Business Law (“the Martin Act”) and §63(12) of the Executive Law, Eliot Spitzer, …
November 25, 2003
… as well as rules promulgated under the Investment Company Act of 1940. I am informed that Rule 22c-1(a) under the Investment Company Act requires registered mutual funds, and their principal … indicated that the trade was on behalf of Lee Smart Cook Martin Paterson P.S. Inc. 401K Plan & Trust, when in reality …
November 20, 2003
… § 1301, Article 23-A of the General Business Law ("The Martin Act"), section 349 of the General Business Law (“GBL”), and … business trust registered under the Investment Company Act of 1940 as an open-end investment company. The PBHG Trust …
November 12, 2003
… intent to abandon the property and of some affirmative act or omission demonstrating that intention.” Hoelzer v. … ownership of the property. See Jasper Township v. Martin, 126 N.W. 437, 438 (Mich. 1910) (“mere permissive …
February 20, 2003
… DC 20460 Re : Notice of Intent to Sue Under Clean Air Act 6 304(b)(2 ) Dear Administrator Whitman: Representing the … we notify you, pursuant to section 304(b)(2) of the Act, 42 U.S.C. § 7604(b)(2), of our intent to sue EPA for its … A ., Aroonwilas, A., Gelowitz, D ., Barrie, J ., and Martin, C. "Test results from a CO2 extraction pilot plant at …
