October 23, 2003
Spitzer Names New Investment Protection Chief
… a staff of 95 people charged with enforcing New York's Martin Act and other laws to protect investors in the securities and …
October 02, 2003
New York Attorney General And Securities And Exchange Commission Bring Criminal And Civil Actions Against Hedge Fund Executive
… guilty in State Supreme Court to a violation of New York's Martin Act, General Business Law Section 3.52-c(6). The count is a … willfully violated Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of …
October 09, 2003
Stipulation of Settlement and Release - nacchio agreement
… of Article 23-A of the General Business Law (“the Martin Act”) and §63(12) of the Executive Law, Eliot Spitzer, …

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