November 20, 2003
Pbhg Founders, Firm Named In Fund Timing Suit
… advisor are charged with violations of New York’s Martin Act, General Business Law and Executive Law. The suit seeks …
November 25, 2003
Former Trust Company Officials Arrested In Late Trading Fraud
… business records and securities fraud under the state's Martin Act. Each count is a felony charge. The specific criminal …
November 21, 2003
State And City Wiretap Probe Snares Hra Employees And Others In Major "medicaid Cards For Sale" Ring
… Assistant Attorneys General Jane Drummey, Monica Hickey-Martin and Mark P. Cannon, who are assigned to the Medicaid …
November 25, 2003
Former Trust Company Officials Arrested In Late Trading Fraud - stc complaint
… as well as rules promulgated under the Investment Company Act of 1940. I am informed that Rule 22c-1(a) under the Investment Company Act requires registered mutual funds, and their principal … indicated that the trade was on behalf of Lee Smart Cook Martin Paterson P.S. Inc. 401K Plan & Trust, when in reality …
November 20, 2003
Pbhg Founders, Firm Named In Fund Timing Suit - pilgrim baxter
… § 1301, Article 23-A of the General Business Law ("The Martin Act"), section 349 of the General Business Law (“GBL”), and … business trust registered under the Investment Company Act of 1940 as an open-end investment company. The PBHG Trust …
November 12, 2003
2003-17 Monroe County Informal Opinion
… intent to abandon the property and of some affirmative act or omission demonstrating that intention.” Hoelzer v. … ownership of the property. See Jasper Township v. Martin, 126 N.W. 437, 438 (Mich. 1910) (“mere permissive …

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