February 24, 2004
… scheme. The lawsuit alleging violations of the New York's Martin Act was filed today in coordination with the Securities and … Attorney General's lawsuit cites violations of New York's Martin Act, General Business Law and Executive Law. The suit …
April 23, 2004
State Obtains Guilty Plea In Case Against Former Us Trust Officer For Destruction Of Email April 23, 2004 New York State Attorney General Spitzer today announced the guilty plea of a former Assistant Vice President of United States Trust Company ("US …
April 05, 2004
… also charged with two counts of securities fraud under the Martin Act and two counts of Scheme to Defraud under the New York …
May 20, 2004
… power plants in West Virginia for violating the Clean Air Act, after the federal government dropped its investigation … was sent to Allegheny Energy, Inc. identifying Clean Air Act violations at five power plants in West Virginia owned by … (Tons per year) Albright Albright WV 292 20,561 4,672 Ft. Martin Maidsville WV 1,107 91,120 11,236 Harrison Haywood WV …
February 05, 2004
… investigation found that the company violated New York's Martin Act by stating in its published prospectuses and other …
March 24, 2004
… in the First Degree and six counts of violating New York's Martin Act , all class "E" felonies. Marone pleaded not guilty to …
September 07, 2004
… § 1301, Article 23-A ofthe General Business Law (the "min Act"), General Business Law § 349 and Section 63(12) ofthe … (the "Action") . WHEREAS, pursuant to the provisions ofthe Martin Act, the Attorney General commenced an investigation … alleges, among other things, that, in violation of the Martin Act, General Business Law § 349, and Executive Law § …
September 07, 2004
… LAW4 63 (15) WHEREAS, pursuant to the provisions ofthe Martin Act (Article 23-A ofthe General Business Law), Eliot Spitzer, … has determined certain practices byAIM have violated the Martin Act, § 349 ofthe General Business Law, and Executive …
June 21, 2004
… § 1301, Article 23-A of the General Business Law (the “Martin Act”), section 349 of the General Business Law, and Executive … alleges, among other things, that, in violation of the Martin Act, section 349 of the General Business Law, and …
October 06, 2004
… LAW§ 63 (15) WHEREAS, pursuant to the provisions ofthe Martin Act (Article 23-A ofthe General Business Law), Eliot Spitzer, … revealed that certain practices by RS have violated the Martin Act, Section 349 of the General Business Law, and …
May 20, 2004
… for fraud and deception in violation of New York State’s Martin Act and other statutes. The Attorney General additionally … Law of the State of New York, commonly referred to as the “Martin Act,” and the regulations issued pursuant thereto …
February 24, 2004
… that: INTRODUCTION 1. Pursuant to the provisions of the Martin Act (Article 23-A of the General Business Law), Eliot … of the State of New York, commonly referred as the “Martin Act,” in general prohibits fraud in the offer and sale …
May 20, 2004
… PA 15601 RE: Notice of Intent to Sue Pursuant to Clean Air Act § 7604 Dear Sirs: As explained in more detail below, an … plant, located in Albright, West Virginia; the Ft. Martin plant, located in Maidsville, West Virginia; the … * The companies undertook major modifications of the Fort Martin plant including, but not necessarily limited to: (i) …
February 03, 2004
… as well as rules promulgated under the Investment Company Act of 1940. I am informed that Rule 22c-1(a) of the Investment Company Act of 1940 requires registered mutual funds, and their … to a violation of §352-c(6) of the General Business Law (Martin Act) for her participation in the conduct described …
August 09, 2004
… of the State of New York, (commonly referred to as the “Martin Act”), prohibits fraud in the offer and sale of securities to …
January 13, 2004
… in violation of the Energy Policy and Conservation9 Act, as amended by the National Appliance Energy Conservation10 Act; the Administrative Procedure Act; and the National11 … v. Harris County, 529 U.S. 576, 5871 (2000) (citing Martin v. Occup’l Safety & Health Review Comm’n,2 499 U.S. …
