February 24, 2004
Spitzer Files Civil Charges Against Fleetboston Subsidiaries In Market Timing Case
… scheme. The lawsuit alleging violations of the New York's Martin Act was filed today in coordination with the Securities and … Attorney General's lawsuit cites violations of New York's Martin Act, General Business Law and Executive Law. The suit …
February 05, 2004
Mfs Settles Market-timing Issues
… investigation found that the company violated New York's Martin Act by stating in its published prospectuses and other …
February 24, 2004
State of New York v. Columbia Management Advisors, Inc.- Complaint - PDF Format - feb24b 04 attach
… that: INTRODUCTION 1. Pursuant to the provisions of the Martin Act (Article 23-A of the General Business Law), Eliot … of the State of New York, commonly referred as the “Martin Act,” in general prohibits fraud in the offer and sale …
February 03, 2004
CIBC-Flynn Complaint - PDF Format - feb3b 04 attach
… as well as rules promulgated under the Investment Company Act of 1940. I am informed that Rule 22c-1(a) of the Investment Company Act of 1940 requires registered mutual funds, and their … to a violation of §352-c(6) of the General Business Law (Martin Act) for her participation in the conduct described …

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