September 07, 2004
Invesco Assurance of Discontinuance - PDF Format - sep7c 04 attach1
… § 1301, Article 23-A ofthe General Business Law (the "min Act"), General Business Law § 349 and Section 63(12) ofthe … (the "Action") . WHEREAS, pursuant to the provisions ofthe Martin Act, the Attorney General commenced an investigation … alleges, among other things, that, in violation of the Martin Act, General Business Law § 349, and Executive Law § …
September 07, 2004
AIM Assurance of Discontinuance - PDF Format - sep7c 04 attach2
… LAW4 63 (15) WHEREAS, pursuant to the provisions ofthe Martin Act (Article 23-A ofthe General Business Law), Eliot Spitzer, … has determined certain practices byAIM have violated the Martin Act, § 349 ofthe General Business Law, and Executive …

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