September 29, 2005
Order - PDF Format - seligman.doc.
… Business Law of the State of New York with regard to the act~; and pr ctices of ! Index No. J. ~~ W. S LIGMAN & CO. … FRAMEWORK GBL Article 23-A, commonly refelTed to as the "Martin Act," and the regulations33. issued pursuant thereto … or from the State ofr~ew York of any securities. The Martin Act clearly proscribes fraudulent practices in …
September 29, 2005
Secret Mutual Fund Timing Arrangements Exposed At Seligman - selig2.
… Site Requirements I Privacy Policy I U.S.A. Patriot Act You should consider the investment objectives, risks, … 8 , ':'\", " " ',', , ~ , ', ', 0 ' Daniel A. Pollack ' , "Martin I. Kaminsky 0" ' Edward T. McDennott --re (fU , ,..' … and Exchange Commi~sion under the Investment Company Act of 1940. 2. Section 36(b) of the Investment Company Act …

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