August 17, 2009
… Attorney General Cuomo Brings Martin Act Fraud Case Against Charles Schwab & Co. For Fraudulent … Reader from Adobe Systems. … Attorney General Cuomo Brings Martin Act Fraud Case Against Charles Schwab & Co. For …
October 06, 2009
… Party chair Raymond Harding, and charged him with felony Martin Act securities fraud violations. Today, Raymond Harding pled guilty to a felony Martin Act securities fraud violation - a felony - before the …
May 12, 2009
… has pled guilty to securities fraud under New York’s Martin Act in Cuomo’s ongoing investigation into corruption … These transactions are alleged as the basis for Martin Act and money laundering charges in the 123-count …
April 30, 2009
… partner of the Dallas-based Aldus Equity, was charged with Martin Act securities fraud for allegedly paying illegal kickbacks … “for NM.” Meyer is charged with one count of violating the Martin Act (class E Felony). He was arraigned today in New …
April 15, 2009
… Harding committed multiple felonies in violation of the Martin Act, the New York securities fraud statute. Cuomo also … music impresario Barrett Wissman has pled guilty to a Martin Act felony for his role in the pay-to-play scheme and …
May 01, 2009
… or 41 percent. The Attorney General’s Office issued Martin Act subpoenas today to 53 unlicensed agents and 49 investment … charged with, among other charges, enterprise corruption, Martin Act securities fraud, grand larceny, bribery and money …
August 03, 2009
… of these and other matters pursuant to New York's Martin Act will continue." … Statement Of Attorney General Andrew …
April 06, 2009
… and the funds he controlled for violating New York’s Martin Act by concealing from his clients the investment of more … The Complaint charges Merkin with violations of the Martin Act, General Business Law § 352 et seq. , for …
March 19, 2009
… Loglisci on 123 charges, including enterprise corruption, Martin Act securities fraud, grand larceny, bribery, money … pursuant to New York’s securities fraud statute, the Martin Act. The investigation is continuing. If proven, the …
July 01, 2009
… staff. The SCP transaction is alleged as the basis for Martin Act and other charges in the 123-count indictment returned by … against Morris and Loglisci. Wissman has pled guilty to Martin Act securities fraud charges for conduct related to …
September 17, 2009
… Wissman in January 2008. In 2009, Wissman pled guilty to Martin Act securities fraud charges partly in connection with his … four of these transactions are alleged as the basis for Martin Act and other charges in the 123-count indictment …
October 05, 2009
… Office by December 21, which will review the claims and act as the final arbiter for eligibility for reimbursement. … General-in-Charge of the Rochester Regional Office Debra Martin. … Attorney General Cuomo's Office Requires …
December 09, 2009
… to Wissman. These investments are alleged as the basis for Martin Act and other charges in the 123-count indictment returned by … an unlicensed placement agent, have pled guilty to Martin Act securities fraud charges, and Elliott Broidy, a …
May 14, 2009
… of the Carlyle investments are alleged as the basis for Martin Act and other charges in the 123-count indictment returned by … Wetherly Capital, and Wissman have both pled guilty to Martin Act securities fraud charges for conduct related to …
December 17, 2009
… in violation of the state’s securities law, known as the “Martin Act.” According to court papers, the Attorney General’s …
June 23, 2009
… a civil penalty of $5,000 for each instance of a deceptive act. The Attorney Generals Office obtained a temporary … General-in-Charge of the Rochester Regional Office Debra Martin. … Attorney General Cuomo Stops Rochester Payroll …
June 11, 2009
… in 2004. These investments are alleged as the basis for Martin Act and other charges in the 123-count indictment returned by … Wetherly Capital, and Wissman have both pled guilty to Martin Act securities fraud charges for conduct related to …
November 19, 2009
… The subpoenas were issued under New York State’s Martin Act, a 1921 state securities law that grants the Attorney …
December 03, 2009
… an unlicensed placement agent, have pled guilty to Martin Act securities fraud charges for conduct related to the …
October 08, 2009
… associated with Wetherly Capital, have pled guilty to Martin Act securities fraud charges for conduct related to the …
November 02, 2009
… associated with Wetherly Capital, have pled guilty to Martin Act securities fraud charges for conduct related to the …
March 06, 2009
… 1 and the charge carries a maximum of 4 years in prison. Martin S. Nowak, Jr., 46 of Walkill, runs a business located …
October 14, 2009
… associated with Wetherly Capital, have pled guilty to Martin Act securities fraud charges for conduct related to the …
November 02, 2009
… associated with Wetherly Capital, have pled guilty to Martin Act securities fraud charges for conduct related to the …
October 22, 2009
… Long Island delegation can be found below. The T.R.U.S.T. Act would increase the rigor, integrity and transparency of … associated with Wetherly Capital, have pled guilty to Martin Act securities fraud charges for conduct related to the …
