June 23, 2009
Attorney General Cuomo Stops Rochester Payroll Company's Scheme That Scammed Hundreds Of Area Businesses
… a civil penalty of $5,000 for each instance of a deceptive act. The Attorney Generals Office obtained a temporary … General-in-Charge of the Rochester Regional Office Debra Martin. … Attorney General Cuomo Stops Rochester Payroll …
June 11, 2009
Cuomo Secures Agreement With Private Equity Firm Riverstone To Sign Code Of Conduct And Eliminate Pay-to-play In Pension Funds Nationwide
… in 2004. These investments are alleged as the basis for Martin Act and other charges in the 123-count indictment returned by … Wetherly Capital, and Wissman have both pled guilty to Martin Act securities fraud charges for conduct related to …
June 25, 2009
Riverstone AOD - Riverstone AOD FINAL EXECUTED
… File Riverstone_AOD_FINAL_EXECUTED.pdf (175.92 KB) Date Thu, 06/25/2009 - … with Morris that Morris, through Searle, would provide placement agent services for Energy II. 28. … to the Office of the New York Attorney General (the “OAG”). 6. Enforcement: In the documentation of an investment …

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