November 18, 2010
… action, Cuomo filed a lawsuit against Rattner under the Martin Act and the Executive Law, including the Tweed Law, in New … injunctive relief. In a third action, as part of the Martin Act lawsuit, Cuomo filed an application to permanently …
March 25, 2010
… The investigation revealed, in violation of the Martin Act and the Attorney General’s regulations governing new …
March 10, 2010
… with co-defendant Henry “Hank” Morris, pled guilty to a Martin Act felony for his role in the corruption of the New York … in prison for the charge of a felony violation of the Martin Act, a Class E felony. The State pension fund is the …
June 09, 2010
… that YL Rector Street, LLC and Levy violated New York’s Martin Act for fraudulent conduct in connection with the sale of …
December 21, 2010
… 21, 2010) - Attorney General Andrew M. Cuomotoday filed a Martin Act lawsuit against Ernst & Young LLP ("E&Y"),charging the …
February 24, 2010
… retains the right to charge Oppenheimer under New York’s Martin Act should it determine that Oppenheimer’s future efforts are …
November 22, 2010
… Morris pleaded guilty to a felony violation of the Martin Act, a class E felony, and faces up to four years in prison. … Officer David Loglisci both had a fiduciary duty to act exclusively in the best interests of the members and …
July 27, 2010
… to call him. The federal Fair Debt Collection Practices Act and the New York State debt collection and consumer … General-in-Charge of the Rochester Regional Office Debra Martin and Deputy Attorney General for Regional Affairs J. …
May 05, 2010
… a civil penalty of $5,000 for each instance of a deceptive act (totaling $200,000) and $2,000 in costs. A … General-in-Charge of the Rochester Regional Office Debra Martin under the supervision of Deputy Attorney General for …
February 08, 2010
… Ramirez pled guilty to a securities fraud charge under the Martin Act, pursuant to a plea and cooperation agreement with the … placement agent Julio Ramirez, Jr. have pled guilty to Martin Act securities fraud charges for conduct related to …
May 11, 2010
… charges Ivy, Simon, and Wohl with violating New York’s Martin Act for fraudulent conduct in connection with the sale of …
November 17, 2010
… and finally placed where it should be.” State Senator Martin Malav* Dilan said, “I applaud Attorney General Cuomo … of the federal Resource Conservation and Recovery Act, the federal Clean Water Act, and state law with respect to the Greenpoint oil spill. …
February 18, 2010
… resolves charges that Shulman violated New York’s Martin Act. Under the settlement, Shulman will pay $2.75 million to …
December 08, 2010
… Saul Meyer, who pleaded guilty in October 2009 to a Martin Act securities fraud felony charge for his conduct. At the …
February 17, 2010
… placement agent Julio Ramirez, Jr. have pled guilty to Martin Act securities fraud charges for conduct related to the …
March 18, 2010
… placement agent Julio Ramirez, Jr. have pled guilty to Martin Act securities fraud charges for conduct related to the …
November 18, 2010
… and twenty-eight Class A misdemeanor counts under the Martin Act (General Business Law, ("GBL") §352-c(1), (2), (4) and … ground that although the AG may prosecute crimes under the Martin Act, the AG does not have plenary jurisdiction to …
November 18, 2010
… Court as legally sufficient to support the charges of Martin Act fraud in the Attorney General’s case against Morris. See … to having engaged in conduct constituting fraud under the Martin Act, defendant has also refused to answer material …
November 18, 2010
… 5. The People commenced this action pursuant to the Martin Act and the Executive Law, including the Tweed Law, through … the Complaint. The Complaint arises from an ongoing Martin Act investigation (the “Investigation”) in which I …
November 22, 2010
… justice. Indeed, the defendant’s felony guilty plea to a Martin Act charge entailing a broad allocution validating the … there was “probably little precedent out there for these Martin [Act] claims in this case,” that this was not an …
March 24, 2010
… placement agent Julio Ramirez, Jr. have pled guilty to Martin Act securities fraud charges for conduct related to the …
February 24, 2010
… pursuant to Article 23-A of the General Business Law (the “Martin Act”) and Section 63(12) of the Executive Law of New York, of … and practices of Oppenheimer violated provisions of the Martin Act, Article 23-A of the General Business Law. 15. The …
April 15, 2010
… pursuant to Article 23-A of the General Business Law (the "Martin Act"), into allegations of "pay-to-play" practices and … examination administered by FINRA. In addition, the Martin Act requires that all dealers, brokers, or salesmen …
April 15, 2010
… pursuant to Article 23-A of the General Business Law (the “Martin Act”), into allegations of “pay-to-play” practices and … examination administered by FINRA. In addition, the Martin Act requires 6 that all dealers, brokers, or salesmen …
November 22, 2010
… ofviolation of the General Business Law § 352-c(6) (the "Martin Act"), a class E felony. At the time of the plea, Morris … Exhibit A. The maximum permissible sentence for the felony Martin Act violation is imprisonment for a term of 1 1/3 - 4 …
