April 15, 2010
Attorney General Cuomo's Fight Against Corruption In The State Pension Fund Nets Four More Companies And One Individual - PLATINUM AOD
… pursuant to Article 23-A of the General Business Law (the "Martin Act"), into allegations of "pay-to-play" practices and … examination administered by FINRA. In addition, the Martin Act requires that all dealers, brokers, or salesmen …
April 15, 2010
Attorney General Cuomo's Fight Against Corruption In The State Pension Fund Nets Four More Companies And One Individual - MCCABE AOD
… pursuant to Article 23-A of the General Business Law (the “Martin Act”), into allegations of “pay-to-play” practices and … examination administered by FINRA. In addition, the Martin Act requires 6 that all dealers, brokers, or salesmen …
April 01, 2010
Attorney General Cuomo's "pension Padding" Investigation Expands With Letters To 25 Localities Across Nys
… placement agent Julio Ramirez, Jr. have pled guilty to Martin Act securities fraud charges for conduct related to the …
April 15, 2010
Attorney General Cuomo's Fight Against Corruption In The State Pension Fund Nets Four More Companies And One Individual - GSG AOD
… pursuant to Article 23-A of the General Business Law (the “Martin Act”), into allegations of “pay-to-play” practices and … examination administered by FINRA. In addition, the Martin Act requires that all dealers, brokers, or salesmen …
April 15, 2010
Attorney General Cuomo's Fight Against Corruption In The State Pension Fund Nets Four More Companies And One Individual - QUADRANGLE AOD
… pursuant to Article 23-A of the General Business Law (the “Martin Act”), into allegations of “pay-to-play” practices and … with enterprise corruption and multiple violations of the Martin Act, money laundering, grand larceny, falsifying …
April 15, 2010
Attorney General Cuomo's Fight Against Corruption In The State Pension Fund Nets Four More Companies And One Individual - GKM AOD
… pursuant to Article 23-A of the General Business Law (the “Martin Act”), into allegations of “pay-to-play” practices and … with enterprise corruption and multiple violations of the Martin Act, money laundering, grand larceny, falsifying …

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