April 12, 2016
A.G. Schneiderman Continues National Financial Literacy Month By Warning New Yorkers About Investment Scams
… in the Fourth Degree and Securities Fraud under the Martin Act, both Class E felonies.  In exchange for his plea, Masud … an unregistered investment scheme that violated New York’s Martin Act.  The purported “investment club” was operated by …
April 08, 2016
Repeal of November 16, 2015 Memo Concerning Disclaimers of Liability In Offering Plans (04/08/2016)
… will not affect the Sponsor’s liability under the Martin Act. Any inconsistent representations made by the Sponsor or … action by the Office of the Attorney General under the Martin Act. In addition, Purchasers are advised that if a …

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