December 21, 2018
… File jonathan_nierenberg_cardis_enterprises_assurance_of_discontinuance_2018.pdf … York, into allegations of fraud involving securities in Cardis Enterprises International, N.V. (“Cardis” or the “Company”). This Assurance of Discontinuance … Jonathan Nierenberg, Cardis Enterprises Assurance of Discontinuance 2018 …
August 07, 2018
… for enforcing New York State’s securities law, the Martin Act. The Martin Act gives the Attorney General broad law enforcement …
September 26, 2018
… guilty to one count of securities fraud under New York’s Martin Act. In addition to the criminal pleas, both companies … of market manipulation is a violation of New York State’s Martin Act. As part of the Attorney General’s three-year …
October 22, 2018
… when Misconduct was Disclosed Settlement Marks Latest Martin Act Enforcement Action to Protect NY Investors and Integrity … the New York State securities law (commonly known as the Martin Act), to protect New York investors and the integrity …
October 16, 2018
… Freeport, were each found by the jury to have committed an act of neglect in Willful Violation of Health Laws, a …
November 02, 2018
… in New York State Land Banks Funding Secured through AG’s Martin Act Securities Fraud Settlements with the Royal Bank of … housing crisis. This latest funding was secured through Martin Act securities fraud settlements announced earlier …
June 28, 2018
… Class “C” Felony), one count of Securities Fraud under the Martin Act (a Class “E” Felony), one count of Forgery in the First … with an additional count of Securities Fraud under the Martin Act (a Class “E” Felony) for the larger scheme, …
August 08, 2018
… the Proposed Rule fails to require broker-dealers to act as fiduciaries for their clients, as is required of … 2008 financial crisis, as part of the sweeping Dodd-Frank Act of 2010, Congress directed the SEC to study the … and the enforcement of New York's securities law, the Martin Act. …
March 23, 2018
… Stock Orders Were Handled; Admits to Violating New York’s Martin Act $42 Million Penalty Is Largest Ever State Recovery In … to New York State, BofAML admitted that it violated the Martin Act, New York’s securities law, and New York Executive …
May 30, 2018
… Forgery, and Securities Fraud violations under the Martin Act, among other charges. If convicted, Mustaphalli faces up … Class “E” felony); 21 counts of securities fraud under the Martin Act (a Class “E” felony); and two counts of Scheme to …
June 15, 2018
… Azia, both of the Consumer Frauds and Protection Bureau. Martin J. Mack, Executive Deputy Attorney General for …
January 17, 2018
… General-in-Charge of the Westchester Regional Office, and Martin J. Mack, Executive Deputy Attorney General for …
August 25, 2018
… E felony), and four counts of Securities Fraud under the Martin Act (a class E felony). If convicted of the top count …
August 29, 2018
… Degree (a class “C” felony) and one count of violating the Martin Act (a class “E” felony). Amada was arraigned before the …
February 15, 2018
… class E felony), one count of Securities Fraud under the Martin Act (a class E felony), one count of Offering a False …
April 12, 2018
… class E felony), one count of Securities Fraud under the Martin Act (a class E felony), one count of Offering a False …
June 14, 2018
… disputes and/or differences between them. RECITALS WHEREAS Martin Greenberg ("Greenberg"), FTO/CI Inc. ("FTG"), AMC, and … the amount of$260,000.00 ("AMC Settlement Payment") to the Martin B. Greenberg Charitable Foundation, (ii) no later than …
January 09, 2018
… for Fiscal Year 2018 (short titled, “Tax Cuts and Jobs Act”). The Tax Cuts and Jobs Act significantly reduces the … XAVIER BECERRA ATTORNEY GENERAL OF CALIFORNIA By: /s/ Martin Goyette Martin Goyette Senior Assistant Attorney General Danette …
May 17, 2018
… California ANGELA SIERRA Chief Assistant Attorney General MARTIN GOYETTE Senior Assistant Attorney General AMY J. WINN … LITIGATION 601 E Street, N.W. Washington, D.C. 20049 Martin Woodward STANLEY LAW GROUP 6116 North Central … “fiduciary” under the Employee Retirement Income Security Act (ERISA) is that provided by the common law of trusts …
December 11, 2018
… their mandates from Congress under the Clean Air Act and EPCA, respectively, to protect the public from air … Division KATHLEEN C. SCHMID Senior Counsel /s/ Robert L. Martin ROBERT L. MARTIN Assistant Corporation Counsel New York City Law …
November 20, 2018
… General Regarding Reforming the Community Reinvestment Act Regulatory Framework (Docket No: OCC-2018-0008-0001) Dear … on the part of banks. FDIC Director (and former Chairman) Martin J. Gruenberg recently emphasized that a single ratio … 12 U.S.C. § 2901(a)(1)-(3). 22 FDIC, Remarks by Director Martin J. Gruenberg, The Community Reinvestment Act: Its …
October 11, 2018
… Corinthian Borrowers Is Inconsistent with California Law … 14 Pulaski & Middleman, LLC v. Google, Inc. 802 F.3d 979 (9th Cir. 2015) … financial difficulties, government investigations, and law-enforcement actions, including those brought by California, … sister agencies and legal-aid groups to develop an online portal to provide former Corinthian students with information …
June 14, 2018
… 8-1.8(a)(2), a private foundation "shall not engage in any act of self-dealing which would result in the taxation of any amount involved with respect to any such act of self-dealing under section 4941 of the [Internal … officers of a not-for-profit corporation are required to act in good faith and with that degree of diligence, care and …
August 23, 2018
… Zone: 4 miles, 4,523 people. d. Red Shield Acquisition, LLC, Vulnerability Zone: 9.3 miles, 39,913. e. Casco Bay … into the air, it expands rapidly, forming a large cloud that acts like a heavier-than-air gas for a period of … of Chlorine; of which 30.5 pounds was released as a vapor cloud and 30.5 pounds was released as a liquid into the mill …
January 06, 2018
… document pursuant to State Administrative Procedure Act § 102(14). Applicability: The New York State Department … interest, as proposed, conforms with the Condominium Act; e) Recent electric/utility bills for the building’s … as an owner and is entitled to disclosure under the Martin Act. Accordingly, the inclusion of a tenant or other …
