March 23, 2018
A.G. Schneiderman Announces Record $42 Million Settlement With Bank Of America Merrill Lynch Over Fraudulent “Masking” Scheme In Electronic Trading Division
… Stock Orders Were Handled; Admits to Violating New York’s Martin Act $42 Million Penalty Is Largest Ever State Recovery In … to New York State, BofAML admitted that it violated the Martin Act, New York’s securities law, and New York Executive …
March 06, 2018
rbs_settlement_agreement.pdf
… of the General Business Law of the State of New York (the “Martin Act”) and Section 63(12) of the Executive Law of the State of … legal claims by the OAG against RBS for violation of the Martin Act and Executive Law § 63(12) in connection with the …

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