October 22, 2018
A.G. Underwood Announces $65 Million Settlement With Wells Fargo For Misleading Investors Regarding Cross-Sell Scandal 
… when Misconduct was Disclosed Settlement Marks Latest Martin Act Enforcement Action to Protect NY Investors and Integrity … the New York State securities law (commonly known as the Martin Act), to protect New York investors and the integrity …
October 16, 2018
A.G. Underwood Announces Convictions Of Three Nassau County Nursing Home Staff For Neglect Of 81-Year-Old Ventilator-Dependent Resident
… Freeport, were each found by the jury to have committed an act of neglect in Willful Violation of Health Laws, a …
October 11, 2018
e.c.f.9th-cir.18-16375-dckt-000027000-filed.pdf
… THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT MARTIN CALVILLO MANRIQUEZ; JAMAL CORNELIUS; RTHWAN DOBASHI; … 15, 16 Korea Supply Co. v. Lockheed Martin Corp. 29 Cal. 4th 1134 … borrower-defense claims did the Department finally act.1 On December 20, 2017, after 11 months of inactivity, …
October 24, 2018
summons_and_complaint_0.pdf
… 86 FIRST CAUSE OF ACTION (MARTIN ACT SECURITIES FRAUD – GENERAL BUSINESS LAW §§ 352 ET SEQ.) … below pursuant to General Business Law § 352 et seq. (the “Martin Act”), Executive Law § 63(12), and under the common …

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