October 02, 2019
… totaling $12.5 million dollars to the Attorney General’s Office for their violations of the Martin Act. Both brokerage … by calling, messaging, or chatting with an individual broker. Brokerage firms are compensated based on volume of … trades for EFX options, i.e., trades at the level at which broker had falsely reported a trade, in order to generate …
September 30, 2019
… - 12:00 Index Number 19-144 Description Resolution of Martin Act violations by broker-dealer for employing fraudulent … 352 ct seq. of the General Business Law of New York (the "Martin Act") concerning GFI and related and affiliated …
September 30, 2019
… - 12:00 Index Number 19-113 Description Resolution of Martin Act violations by broker-dealer for employing fraudulent … 352 el seq. the General Business Law of New York (the "Martin Act") concerning BG·C and rdated and affiliated …
August 26, 2019
… Misconduct August 26, 2019 Statute of Limitations for Martin Act and Executive Law 63(12) Restored to Six Years NEW YORK … restores the statute of limitations for claims under the Martin Act and Executive Law 63(12). The law was passed as a …
June 21, 2019
… of limitations to six years for certain crimes under the Martin Act and Executive Law 63(12): “Our state’s ideals are rooted … to six years for claims under Executive Law 63(12) and the Martin Act, two of the state’s cornerstone consumer and …
May 15, 2019
… $60,000 and Pay a $15,000 Penalty For Vi olating the Martin Act LONG ISLAND—Attorney General Letitia James today … $60,000 and imposing a $15,000 penalty for violating the Martin Act by entering into sales contracts at prices above …
September 10, 2019
… in the Third Degree and felony securities fraud under the Martin Act for operating a $760,000 securities fraud scheme through … — and one count of felony securities fraud under the Martin Act — a class E felony. Ramona Wright pleaded guilty …
December 26, 2019
… in the Third Degree and felony securities fraud under the Martin Act. As part of their convictions, the Wrights forfeited … felony, and one count of felony securities fraud under the Martin Act, a class E felony. Ramona Wright pleaded guilty to …
December 05, 2019
… — alleges repeated and ongoing violations of New York’s Martin Act, Executive Law § 63(12), and other common law claims. … the OAG obtained an order pursuant to Section 354 of the Martin Act. That order — which remains in effect today — …
April 03, 2019
… of hard-earned money, all for personal gain is a cowardly act that cannot and will not go unanswered in the State of … fraud under General Business Law Section 352-c(6) (the Martin Act), a class E felony. Ramona Wright is also charged with …
April 25, 2019
… Court Order Against “Crypto” Currency Company Under Investigation For Fraud April 25, 2019 NEW YORK – Attorney … trade in virtual or “crypto” currency. “Our investigation has determined that the operators of … the Office set forth certain findings of its ongoing investigation into Bitfinex and Tether. Today’s court …
December 12, 2019
… guilty to felony securities fraud in violation of the Martin Act related to his scheme with Shopin. He also pleaded guilty …
October 15, 2019
… pursuant to New York State Administrative Procedure Act § 102(14). I. INTRODUCTION The New York State Department … than 50% of all submissions to REF fail to comply with the Martin Act, REF’s regulations, or the New York Executive Law. … REF will reject submissions that fail to comply with the Martin Act, the governing regulations, applicable guidance …
December 05, 2019
… doing so, Allen and the corporate Defendants violated the Martin Act, Executive Law § 63(12), and their fiduciary duties, and … 53 8 pursuant to General Business Law § 352 et seq. (the “Martin Act”), Executive Law § 63(12), and the common law. 33. …
October 25, 2019
… pursuant to New York State Administrative Procedure Act § 102(14). I. INTRODUCTION The DOL’s Real Estate Finance … a substantive amendment is pending must comply with the Martin Act, the DOL’s governing regulations, applicable DOL guidance …
October 22, 2019
… Environmental Response, Com- pensation, and Liability Act of 1980 (Super- fund), Public Law 96-510, (1983) … Response, Compen- sation, and Liability (Superfund) Act of 1980, 8 Colum. Envtl. Law J. 1 (1982) … Environmental Response, Compensation, and Liability Act (CERCLA) that is predicated on federal primacy. Indeed, …
September 30, 2019
… Secretary of Homeland Security, et al., Petitioners, v. MARTIN JONATHAN BATALLA VIDAL, et al., Respondents. ON WRITS … 57 v TABLE OF AUTHORITIES Cases Page(s) Arizona Dream Act Coal. v. Brewer, 855 F.3d 957 (9th Cir. 2017) … 26 Martin v. Occupational Safety & Health Review Commission, 499 …
April 12, 2019
… STATUTES Maternal Mortality Review Act, P.L. 118, No. 24 (May 9, 2018). … index.html ................................ 20 Nina Martin & Renee Montagne, U.S. Has the Worst Rate of Maternal … beginnings/reducing-infant-mortality/. 22 Nina Martin & Renee Montagne, U.S. Has the Worst Rate of Maternal …
August 30, 2019
… Because the Rule violates the Administrative Procedure Act (APA) and will cause irreparable harm, and because the … Injunction v Case No. 2-19-cv-07390-JFW (PLAx) Schall v. Martin 467 U.S. 253 (1984) … patriae” where “parental control falters….” Schall v. Martin, 467 U.S. 253, 265 (1984).11 In taking away their …
March 12, 2019
… refer them to Kim Riccobono, as well. Sincerely, Erin Martin Vice President and General Counsel EXHIBIT B AMENDMENT …
September 20, 2019
… analysis required under the National Environmental Policy Act (“NEPA”). Case 1:19-cv-02826 Document 1 Filed 09/20/19 … Senior Counsel, Environmental Law Division /s/ Robert L. Martin Robert L. Martin (pro hac vice application to be submitted) Assistant …
October 04, 2019
… Emily Johnston, et al., Impacts of the Affordable Care Act’s Medicaid Expansion on Women of Reproductive Age, … 26 Nina Martin & Renee Montagne, U.S. Has the Worst Rate of Maternal … more likely to die from complications relating to 34 Nina Martin & Renee Montagne, U.S. Has the Worst Rate of Maternal …
October 15, 2019
… pursuant to New York State Administrative Procedure Act § 102(14) and Parts 18.1(c)(7), 20.1(c)(8), 21.1(k), … in addition to the other documents required by the Martin Act, the DOL’s governing regulations, and/or guidance …
October 14, 2019
… 11 S. 55 (Act 94), Bill Status … A.2d at 386. This Court “presume[s] that the legislative act in question is valid unless it bears no just relation to … ELLISON Attorney General State of Minnesota 75 Rev. Dr. Martin Luther King Jr. Blvd. St. Paul, MN 55155 GURBIR S. …
March 22, 2019
… program has grown considerably under the Affordable Care Act. In 2019, more than 30 States will offer Medicaid to even … FAM guidance is authorized by the Administrative Procedure Act, 5 U.S.C. § 706, and is within this Court’s inherent … ELLISON Attorney General State of Minnesota 75 Rev. Dr. Martin Luther King Jr. Blvd. St. Paul, MN 55155 AARON D. FORD …
