January 19, 2006
… "martin Act" Proposed To Crack Down On Medicaid Fraud January 19, … to the financial industry. Spitzer's proposal, dubbed the "Martin Act for Health Care," removes limitations that hamper …
October 02, 2019
… James Imposes $12.5 Million Penalty On Brokerage Firms For Martin Act Violations October 2, 2019 NEW YORK – Attorney General … the Attorney General’s Office for their violations of the Martin Act. Both brokerage firms admitted that between …
February 10, 2017
… A.G. Schneiderman Announces Settlement Of Martin Act Case Against Former AIG CEO Maurice R. Greenberg And … @AGSchneiderman A.G. SCHNEIDERMAN ANNOUNCES SETTLEMENT OF MARTIN ACT CASE AGAINST FORMER AIG CEO MAURICE R. GREENBERG …
August 17, 2009
… Attorney General Cuomo Brings Martin Act Fraud Case Against Charles Schwab & Co. For Fraudulent … Reader from Adobe Systems. … Attorney General Cuomo Brings Martin Act Fraud Case Against Charles Schwab & Co. For …
December 12, 2013
… OF LAW REAL ESTATE FINANCE BUREAU M E M O R A N D U M Re: Martin Act Disclosure Requirements When an December 12, 20131 … by the New York Attorney General This memorandum clarifies Martin Act and conflict of interest disclosure requirements …
January 23, 2024
… 15 16 Plaintiffs-Appellees, 17 18 v. No. 22-728 19 20 Martin Shkreli, individually, as an owner and 21 former … and 19 Ohio filed suit against Defendant-Appellant Martin Shkreli and others in the United States 20 District … we note that Section 13(b) of the Federal Trade Commission Act authorizes the 9 FTC to bring actions seeking injunctive …
April 14, 2020
… James Adds States to Suit Against Convicted Criminal Martin Shkreli and Vyera Pharmaceuticals April 14, 2020 … and two of its former CEOs — including convicted criminal Martin Shkreli. The states of California, Illinois, North … more susceptible to the disease, convicted criminal Martin Shkreli and his company still continue to gouge those …
January 23, 2024
… Attorney General James Announces Latest Win Against Martin Shkreli for Illegal Scheme to Monopolize Lifesaving … (FTC), and six other states won against convicted criminal Martin Shkreli for engaging in illegal and monopolistic … industry and ordered to pay $64.6 million. “For years, Martin Shkreli and his company made millions by putting …
April 17, 2017
… Business Law Article 23-A, more commonly known as the Martin Act. For nearly 100 years, since the enactment of the Martin Act in 1921, state and federal securities laws and …
November 18, 2010
… of Quadrangle, caused Quadrangle to pay kickbacks to and at the direction of Henry “Hank” Morris (“Morris”) in … within New York State. As set forth more fully in the Complaint filed in this action on November 18, 2010 (the … practices with respect to the CRF’s investment in QCPII form the basis of the Attorney General’s application for an …
November 18, 2010
… and twenty-eight Class A misdemeanor counts under the Martin Act (General Business Law, ("GBL") §352-c(1), (2), (4) and … ground that although the AG may prosecute crimes under the Martin Act, the AG does not have plenary jurisdiction to …
February 13, 2006
… (Grubman), who was employed as an SSB financial research analyst specializing in the telecommunications industry, but … a 4 The court notes that the materials submitted in support of the State’s motion and in opposition to McLeod’s … court also believes that it would be improvident to base a legal finding that McLeod has violated the Martin Act solely …
February 04, 2021
… in this action asserts five causes of action: (1) Martin Act Securities Fraud – General Business Law §§ 352 et seq … the ACPX Limited Partnership Agreement. The OAG has Stated Martin Act and Executive Law Claims Throughout the trial, …
February 05, 2021
… in this action asserts five causes of action: (1) Martin Act Securities Fraud – General Business Law §§ 352 et seq … the ACPX Limited Partnership Agreement. The OAG has Stated Martin Act and Executive Law Claims Throughout the trial, …
July 09, 2015
… document pursuant to State Administrative Procedure Act Section 102(14). It repeals and replaces the New York … is a waiver of rights under the rent regulation laws. II. Martin Act Protections for Tenants One purpose of the Martin Act is to protect tenants in buildings undergoing …
July 10, 2015
… with the New York State Administrative Procedure Act § 102(14). I. Introduction This memorandum amends and … the New York General Business Law (“GBL”) Art. 23-A (the “Martin Act”) and condominium offering plans drafted to comply … II. The Law A. Tenant Protections Provisions in the Martin Act The sections of the Martin Act that govern the …
April 27, 2020
… of New York, Plaintiff, -against- KEAN WIND TURBINES, INC. and KEAN W. STIMM Defendants : : : : : : : Index No.: - - - - … NY 10005 Of Counsel: PETER POPE Chief of the Investor Protection Bureau TANYA TRAKHT Assistant Attorney General … available for restitution for the victims of Defendants’ frauds. Courts routinely grant the OAG’s request for an asst …
September 01, 2022
… document pursuant to State Administrative Procedure Act Section 102(14). I. Introduction This memorandum … New York General Business Law (“GBL”) Article 23-A, the “Martin Act.” II. Statutory and Regulatory Requirements for … comply with registration and filing requirements of the Martin Act even if the property is located outside of New …
August 05, 2015
… DEPARTMENT OF LAW _______________________________ REAL ESTATE FINANCE BUREAU M E M O R A N D U M … for Advertising Out-of-State August 5, 20151 Real Estate Securities Offerings on An Internet Web Site or App … in the State of New York, a sponsor must comply with registration and filing requirements of the Martin Act even …
August 06, 2015
… Issues Statement On 50th Anniversary Of The Voting Rights Act Of 1965 A.G. Schneiderman Issues Statement On 50th Anniversary Of The Voting Rights Act Of 1965 August 6, 2015 NEW YORK – Attorney General Eric … historic law was passed in response to the advocacy of Martin Luther King, Jr. and his fellow civil rights …
September 01, 2022
… Re: Disclaimers of Liability In Offering Plans1 November 16, 2015 The Department of Law … offerings, include disclaimers of liability in their offering plans and/or purchase agreements for representations … sponsors from disclaiming liability in the offering plan and/or purchase agreement for any representations that …
November 18, 2010
… 5. The People commenced this action pursuant to the Martin Act and the Executive Law, including the Tweed Law, through … the Complaint. The Complaint arises from an ongoing Martin Act investigation (the “Investigation”) in which I …
April 27, 2020
… prospectus with the State – all in violation of the Martin Act, New York General Business Law (“GBL”) §§ 352 et seq. and … continued to offer and sell securities in violation of the Martin Act. In fact, this month Stimm asked investors for …
December 31, 1969
… prospectus with the State – all in violation of the Martin Act, New York General Business Law (“GBL”) §§ 352 et seq. and … continued to offer and sell securities in violation of the Martin Act. In fact, this month Stimm asked investors for …
January 12, 2016
… ASSURANCE OF DISCONTINUANCE Pursuant to the Martin Act, New York General Business Law (“GBL”) § 352 et seq., and … Holdings, are the “85 Adams Respondents.” II. Respondents’ Martin Act Obligations A. The Purpose of the Martin Act 12. …